Bloomberg
Is SEC Going to Take Any Action on GameStop Rally?
Jan.27 -- David Chase, former counsel in the Enforcement Division of the U.S. Securities and Exchange Commission, discusses GameStop Corp.'s rally. DeepF-----gValue, who goes by Roaring Kitty on YouTube, became the first to show that...
Bloomberg
SEC Chair Gensler Takes Aim at Payment-for-Order Flow
Securities and Exchange Commission Chair Gary Gensler said he'd asked the agency's staff to weigh the moves with the aim of making the $45 trillion US equities market more transparent and fair for retail investors. Sonali Basak reports...
Bloomberg
SEC Under Scrutiny After Hack of Corporate-Filing Data
Nov.22 -- The hack of the SEC corporate-filing database likely involved Eastern European criminals who may have been perusing market-moving information stored in the regulator’s network for months, according to two people with knowledge...
Curated Video
How The Latest SEC Additions Will Affect College Sports
Last week, the SEC president and chancellors unanimously voted to allow the University of Texas and Oklahoma University into the conference.
Bloomberg
SPAC Update: Mudrick-Topps Scrap Merger, Ackman Seeks SPARC
Aug.20 -- Bloomberg's Crystal Tse reports on Topps Co.'s decision to no longer go public through a merger with blank-check firm Mudrick Capital Acquisition Corp. and Bill Ackman's plans for a special purpose acquisition rights company...
Bloomberg
Grayscale May Explore Options If SEC Rejects ETF Request
Grayscale Investments CEO Michael Sonnenshein discusses the outlook for crypto and its oversight with Kailey Leinz and Guy Johnson on "Bloomberg Markets."
Bloomberg
David Rubenstein Says Gensler Will Deal With Crypto
Carlyle Group co-founder David Rubenstein discusses what he learned from his interview with SEC Chair Gary Gensler on "The David Rubenstein Show: Peer-to-Peer Conversations." He speaks with Bloomberg's Tom Keene and Lisa Abramowicz on...
Bloomberg
What an SEC Change Could Mean for Wall Street
Feb.15 -- The SEC's interim chief has quietly initiated a review that could make it harder for government lawyers to open investigations into corporate wrongdoing, said three people with knowledge of the matter. Bloomberg's Ben Bain has...
Bloomberg
SEC Launches Probe Into Boeing Disclosures About 737 Max Troubles
May.24 -- The U.S. Securities and Exchange Commission is investigating whether Boeing Co. properly disclosed issues tied to the grounded 737 Max jetliner, according to people familiar with the matter, as regulators intensify their...
Bloomberg
Why the SEC Is Probing Guggenheim's Ties With Bob Diamond
Oct.13 -- U.S. regulators are reviewing whether Guggenheim Partners inappropriately steered client money into Bob Diamond’s businesses, said two people familiar with the matter. Bloomberg's Sonali Basak reports on "Bloomberg Markets."
Bloomberg
Harvey Pitt Sees 'Fair Amount' of Crypto Regulation Ahead
Apr.16 -- Former SEC Chairman Harvey Pitt says the rules surrounding cryptocurrencies are unclear and expects the SEC to move forward with "clear rules of the road." He also reacts to the implosion of Archegos. Pitt speaks with...
Curated Video
U.S. Regulators To Meet Over Reddit Stock Trading
They are expected to meet to discuss potential changes.
Bloomberg
Cooperman: I Value My Legacy, I've Done Nothing Wrong
Oct. 11 -- Leon Cooperman, chairman and chief executive officer at Omega Advisors, explains why he chose to fight, rather than settle, accusations of insider trading brought against him by the U.S. Securities and Exchange Commission and...
Bloomberg
Cooperman: SEC Case Reduced Firm's Economic Opportunity
Oct. 11 -- Leon Cooperman, chairman and chief executive officer at Omega Advisors, discusses the impact on his firm from insider trading allegations brought against him by the U.S. Securities and Exchange Commission. Cooperman also...
Bloomberg
Judge Says SEC Advanced Plausible Claim in Cooperman Suit
Mar.21 -- Omega Advisors founder Leon Cooperman must face a lawsuit brought by the SEC alleging the billionaire investor reaped more than $4 million in illegal profits after conversations with a company insider, a judge ruled in...
Bloomberg
Rudy Giuliani: Hacking Is Becoming Ubiquitous
Jan.05 -- Former Mayor of New York City Rudy Giuliani, CEO of Giuliani Partners, discusses Russia’s alleged interference in the U.S. presidential election and cyber security. He speaks on “Bloomberg Markets†from the Consumer...
Bloomberg
Ex-SEC Chair White Doesn't See Full Repeal of Dodd-Frank
May.24 -- Former SEC Chair Mary Jo White discusses the regulatory landscape with Bloomberg's David Gura on "Bloomberg Markets."
Bloomberg
Musk's SEC Settlement Is 'Great Outcome' for Tesla, Tigress CIO Says
Oct.01 -- Ivan Feinseth, Tigress Financial Partners chief investment officer, discusses Tesla Inc. Chief Executive Officer Elon Musk's settlement with the Securities and Exchange Commission with Bloomberg's Emily Chang and Dana Hull on...
Bloomberg
IPOs Will Snap Back Now That Shutdown Is Over, Deloitte's Daniels Says
Jan.25 -- Barrett Daniels, a partner at Deloitte, discusses the impact of the partial government shutdown on tech initial public offerings with Bloomberg's Emily Chang on "Bloomberg Technology."
Bloomberg
NYSE's Cunningham Says Reopening Trading Floor Dampens Volatility
Jun.25 -- New York Stock Exchange President Stacey Cunningham says the reopening of the trading floor has been a "tremendous success" and adds that some companies are considering direct listings. She speaks with Bloomberg's David Westin...
Bloomberg
Why Carson Block Says China’s Joyy Is a 'Fraud' and a 'Zero'
Nov.23 -- Carson Block, chief executive officer and chief investment officer at Muddy Waters, alleges the vast majority of the revenue that Chinese livestreaming video giant Joyy Inc. books is fake. He speaks with Bloomberg's Erik...
Bloomberg
Didi Chuxing Said to Have Filed Confidentially for U.S. IPO
Apr.09 -- Didi Chuxing has filed confidentially with the U.S. SEC for an IPO, according to people with knowledge of the matter. Bloomberg's Crystal Tse reports on "Bloomberg Markets: The Close."
Bloomberg
Robinhood CEO Says Restricted Buying Protects Firm and Customers
Jan.29 -- Vlad Tenev, co-founder and chief executive officer of Robinhood Markets, says the firm restricted buying of certain stocks to protect its financial position and its customers. He speaks to Emily Chang on “Bloomberg Daybreak:...
Bloomberg
Leon Cooperman Vows to Fight SEC for His Legacy
Sept. 22 -- In today's "Morning Must Read," Bloomberg’s David Westin and Peggy Collins highlight comments from Omega Advisors Chairman and Chief Executive Officer Leon Cooperman, vowing to fight allegations of insider trading brought...