The Wall Street Journal
Regulating America's Companies
The Securities and Exchange Commission has a new agenda. How will it affect companies and markets?
The Business Professor
Understanding the Securities and Exchange Commission
This video explains the role and function of the Securities and Exchange Commission (SEC). The video emphasizes that the SEC is the key enforcer and plays a crucial role in promulgating regulations and enforcing the securities law regime.
Bloomberg
Citizens CEO on US Economy, SEC Proposals, Bank Mergers
Citizens Financial Group CEO Bruce Van Saun says US consumers are in good shape and the Federal Reserve has probably done enough. Speaking with Alix Steel and Guy Johnson on "Bloomberg Markets," Van Saun also comments on the recent bank...
Curated Video
Elon Musk Donated $5.7B In Tesla Stock To Charity
The Tesla and SpaceX CEO donated roughly five million shares of company stock to an unidentified charity last November.
Bloomberg
Yield Curve Is a Better Measure of Inflation: Quadratic's Davis
Feb.19 -- Quadratic Capital Founder and chief investment officer Nancy Davis says rates are catching up to equities and the yield curve looks like an inflation indicator. Harvard Economics Professor and Former IMF Chief Economist Ken...
Bloomberg
Why Elon Musk's 'Funding Secured' Statement Matters to the SEC
Aug.08 -- Tesla Inc. Chief Executive Officer Elon Musk tweeted on Tuesday, "Am considering taking Tesla private at $420. Funding secured." Bloomberg's Ben Bain looks at why the U.S. Securities and Exchange Commission will be looking at...
Bloomberg
Hedge Funds Have Proven to be Robust: Mallaby
Feb.05 -- Council on Foreign Relations Senior Fellow Sebastian Mallaby says hedge funds will adapt to the latest challenge posed by brokerages and retail day-traders. He thinks the Fed's provision of liquidity creates a cycle of bubbles...
Bloomberg
What an SEC Change Could Mean for Wall Street
Feb.15 -- The SEC's interim chief has quietly initiated a review that could make it harder for government lawyers to open investigations into corporate wrongdoing, said three people with knowledge of the matter. Bloomberg's Ben Bain has...
Curated Video
Uber to Lay Off About 14% of Its Employees
Uber announced it will lay off 3,700 employees as the coronavirus pandemic drives down consumer demand for ride-hailing services.
Bloomberg
Incoming Amazon CEO Shows Direction of Tech: Palmisano
Feb.05 -- Former IBM Chairman and Chief Executive Officer Sam Palmisano says that appointment of Andy Jassy as the new CEO of Amazon shows the importance of the cloud to the future of technology. He joins David Westin on "Bloomberg Wall...
Bloomberg
More Conviction Needed to Add Bitcoin to Investments: Rattner
Feb.12 -- Willett Advisors Chairman and Chief Executive Officer Steve Rattner thinks that Bitcoin is harder to embrace as a store of value because it is not a physical asset and says he is skeptical about the cryptocurrency as an...
Bloomberg
PJT's Caspersen Accused in $95M Fraud Scheme
March 28 -- Andrew Caspersen, identified by prosecutors as a partner in a financial services firm was arrested and charged with defrauding investors of more than $95M. Bloomberg's Winnie O'Kelley reports on "Bloomberg Markets."
Bloomberg
Judge Says SEC Advanced Plausible Claim in Cooperman Suit
Mar.21 -- Omega Advisors founder Leon Cooperman must face a lawsuit brought by the SEC alleging the billionaire investor reaped more than $4 million in illegal profits after conversations with a company insider, a judge ruled in...
Bloomberg
Ex-SEC Chair White Doesn't See Full Repeal of Dodd-Frank
May.24 -- Former SEC Chair Mary Jo White discusses the regulatory landscape with Bloomberg's David Gura on "Bloomberg Markets."
Curated Video
Boeing Pays $200 Million To Settle SEC Charges Over 737 Max
Neither Boeing nor former CEO Dennis Muilenburg admitted wrongdoing over two deadly 737 Max crashes, but they offered to settle and pay penalties.
Bloomberg
Why the IEX Is Publicly Disclosing Its Costs
Jan.29 -- Brad Katsuyama, IEX Group Inc. chief executive officer and co-founder, discusses the exchange's decision to publicly disclose its costs to provide market data and connectivity. He speaks with Bloomberg's Scarlet Fu and Caroline...
Bloomberg
Musk Tweeting He Had Funding to Take Tesla Private Was Misleading, Harvey Pitt Says
Aug.15 -- Harvey Pitt, former U.S. Securities and Exchange Commission chairman, reacts to a report that the SEC sent a subpoena to Tesla Inc. regarding CEO Elon Musk's plan to take the electric-car maker private. He speaks with...
Curated Video
U.S. Attorney Says He Won't Quit After Barr Announced His Resignation
In a statement on Twitter, Berman said he learned of his resignation from Barr's statement.
Bloomberg
Tesla Selloff Isn't Overblown, Mainstay Capital CEO Says
Sep.28 -- David Kudla, Mainstay Capital Management's chief executive officer, discusses the Securities and Exchange Commission's lawsuit against Tesla Inc. Chief Executive Officer Elon Musk. He speaks with Bloomberg's Amanda Lang and...
Bloomberg
Ross Gerber Says He's Lost All Confidence in Tesla's Board
Sep.28 -- Ross Gerber, chief executive officer of GerberKawasaki Wealth and Investment Management, discusses the Securities and Exchange Commission's lawsuit against Tesla Motors Inc. Chief Executive Officer Elon Musk. He speaks with...
Curated Video
President Trump Removes U.S. Attorney Who Denied Resigning From Post
Attorney General William Barr announced Geoffrey Berman's removal after saying Berman resigned from his post.
Bloomberg
SEC Proposes Sweeping Changes for Stock Trading
Huge changes could be in store for Wall Street and traders around the country. The Securities and Exchange Commission laid out four proposals that Chair Gary Gensler says would boost transparency and competition. Bloomberg's Katherine...
Bloomberg
China Seeks Talks With SEC Over IPO Ban
Aug.01 -- China’s securities regulator is seeking more talks with its U.S. counterpart after the Securities and Exchange Commission halted IPOs of Chinese firms until regulatory risks are better disclosed. The move comes after a week of...